Pursuant to our internal privacy policies and procedures, we do not disclose nonpublic, personal information about our customers (and former customers) except as permitted by law. The exception embodied in Section 248.14 of Regulation S-P allows us to disclose such information to our clearing firm and other providers of securities products (such as issuers of variable contracts of insurance companies) provided it is necessary to effect, administer or enforce certain transactions related to a customer account.

To the extent you provide us with any nonpublic information to perform services or functions on your behalf, we hereby agree not to disclose or use any such information for any purpose other than to carry out the purposes for which you disclosed the information or as permitted by law.

Should you have any questions or concerns regarding this matter, please contact your representative or the Compliance Department of  Shearson Financial Services, LLC .

Compliance Department- Doug Ellman – 1–800–677–1107